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Industry | 2010.02.25

Enhanced Dealer Standard May Be Dropped in Financial Bill - Wall Street Journal


Enhanced Dealer Standard May Be Dropped in Financial Bill
Wall Street Journal
The issue involves a plan, included in a House financial overhaul bill, to make broker-dealers subject to the same legal standards as investment advisers. ...
Life Industry May Have Won A Fiduciary Standard Battle National Underwriter Life and Health Insurance News
Dodd punts on fiduciary requirement for brokers InvestmentNews

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